Disclosure Statement

GunnAllen Financial, Inc., is a FINRA registered securities broker-dealer and SEC Registered Investment Advisor registered in all 50 states. This web site is published in the United States for residents of the United States . GunnAllen Financial, Inc. is a member of the Securities Investor Protection Corporation (SIPC).

GunnAllen Financial advisors may only conduct business with residents of the States and/or jurisdictions for which they are properly registered.  Therefore, a response to a request for information may be delayed.    Investors outside the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site.  Contact your local GunnAllen office for information and availability. Products and services mentioned in this web site may not be available in all states. To request information, contact your GunnAllen Financial, Inc. investment professional. GunnAllen Financial, Inc. is not soliciting business in any state or international jurisdictions where it is not registered. No statement within the website should be construed as a recommendation to buy or sell a security or to provide investment advice.

The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is given for informational purposes only and is not a solicitation to buy or sell. This information is not intended to be used as the primary basis for investment decisions, nor should it be considered as advice designed to meet the specific needs of an individual investor. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific information, opinion, advice, or other content.

Registered Representatives of GunnAllen Financial, Inc. may also be designated to provide advisory services as Investment Advisor Representatives (IAR). IARs may receive fees for advisory services which are separate from commissions received in connection with the purchase or sale of securities.

Information about GunnAllen Financial, Inc. advisory services can be obtained by asking a GunnAllen Financial representative for a copy of GunnAllen Financial Inc. disclosure brochure or form ADV Part II.

Linked sites are not under the control of GunnAllen Financial, Inc. we are not responsible for the contents of any linked site or any link contained in a linked site, or any changes or updates to such sites. Linked sites may contain rules and regulations, privacy provisions, confidentiality provisions, transmission of personal data provisions, and other provisions that differ from the provisions of this web site.